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1. Non-Compete: Restrictions on competing activities, used when the broker wants to prevent the associate from working with competitors

2. Non-Solicitation: Restrictions on soliciting clients or employees, used when protecting client relationships is crucial

3. Intellectual Property Rights: IP ownership and usage rights, needed when the associate will be creating or using proprietary systems

4. Training and Support: Details of training provided by broker, included when significant training is part of the relationship

5. Performance Standards: Specific performance metrics and requirements, used when implementing performance-based compensation

6. Data Protection: Specific data handling requirements, needed when dealing with sensitive client data

7. Force Majeure: Provisions for unforeseen circumstances, particularly relevant in volatile markets or uncertain conditions

8. Marketing and Branding: Guidelines for using broker's brand, needed when associate represents broker to clients

1. Schedule A - Commission Structure: Detailed breakdown of commission rates and calculation methods

2. Schedule B - Compliance Manual: Specific compliance procedures and requirements to be followed

3. Schedule C - Operating Procedures: Detailed procedures for day-to-day operations and service delivery

4. Schedule D - Required Licenses and Certifications: List of mandatory qualifications and certifications

5. Schedule E - Territory Allocation: Geographic or client segment allocation if applicable

6. Appendix 1 - Code of Conduct: Detailed behavioral and ethical guidelines

7. Appendix 2 - Risk Management Procedures: Specific procedures for managing trading and operational risks

8. Appendix 3 - Technology Usage Guidelines: Rules and procedures for using broker's technology systems