The Due Diligence Audit Report is a crucial document used in Hong Kong business transactions to provide comprehensive insights into a target company's operations, finances, and compliance status. It is typically prepared when considering mergers, acquisitions, significant investments, or major strategic decisions. The report must comply with Hong Kong's regulatory framework, including the Companies Ordinance, Securities and Futures Ordinance, and other relevant legislation. It encompasses detailed analysis of corporate structure, financial statements, legal compliance, operational efficiency, and risk assessment. The document serves as a foundation for decision-making by presenting findings from thorough investigations, interviews, document reviews, and expert analyses, helping stakeholders understand potential risks and opportunities within the context of Hong Kong's business environment.
Your data doesn't train Genie's AI
You keep IP ownership of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let Ƶ's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
1. Executive Summary: High-level overview of key findings, material issues, and recommendations
2. Scope and Methodology: Details of the audit scope, approach, and methodology used for the due diligence review
3. Company Overview: Basic information about the target company, including history, business model, and organizational structure
4. Corporate Structure and Governance: Analysis of corporate structure, shareholding, board composition, and governance practices
5. Financial Analysis: Review of financial statements, key performance indicators, and financial position
6. Legal and Regulatory Compliance: Assessment of compliance with applicable laws, regulations, and licensing requirements
7. Operational Review: Analysis of business operations, key processes, and operational efficiency
8. Human Resources: Review of employment matters, staff policies, and labor compliance
9. Material Contracts: Analysis of key business contracts and agreements
10. Risk Assessment: Identification and analysis of key business, legal, and operational risks
11. Key Findings and Red Flags: Summary of significant issues identified during the due diligence process
12. Recommendations: Proposed actions to address identified issues and mitigate risks
1. Intellectual Property: Analysis of IP assets and protection - included for technology or brand-focused companies
2. Environmental Compliance: Review of environmental regulations compliance - included for manufacturing or industrial companies
3. Information Technology: Assessment of IT systems and digital infrastructure - included for technology-dependent businesses
4. Market Analysis: Review of market position and competitive landscape - included for strategic due diligence
5. Real Estate: Analysis of property holdings and leases - included when real estate is a significant asset
6. Insurance Coverage: Review of insurance policies and coverage - included for high-risk industries
7. Regulatory Investigations: Details of past or ongoing regulatory investigations - included if applicable
8. International Operations: Review of overseas operations and compliance - included for companies with international presence
1. Schedule A - Document Review List: Comprehensive list of all documents reviewed during the due diligence process
2. Schedule B - Interview List: List of all personnel interviewed and key discussion points
3. Schedule C - Financial Statements: Copies of reviewed financial statements and analysis worksheets
4. Schedule D - Corporate Documents: Copies of key corporate documents and certificates
5. Schedule E - Material Contracts: Copies of reviewed material contracts and agreements
6. Schedule F - Compliance Certificates: Copies of relevant regulatory and compliance certificates
7. Schedule G - Risk Matrix: Detailed risk assessment matrix and scoring
8. Appendix 1 - Legal Review Reports: Detailed reports from legal counsel on specific issues
9. Appendix 2 - Technical Reports: Specialist technical assessment reports if applicable
10. Appendix 3 - Photo Documentation: Photographic evidence of physical inspections if applicable
Relevant legal definitions
Clauses
Relevant Industries
Financial Services
Technology
Manufacturing
Real Estate
Healthcare
Retail
Energy
Telecommunications
Professional Services
Education
Transportation
Construction
Hospitality
Mining
Agriculture
Media and Entertainment
Relevant Teams
Legal
Finance
Risk Management
Compliance
Corporate Development
Strategy
Operations
Audit
Mergers & Acquisitions
Investment
Due Diligence
Corporate Governance
Business Development
Research & Analysis
Relevant Roles
Chief Executive Officer
Chief Financial Officer
Chief Legal Officer
Chief Risk Officer
Chief Compliance Officer
Managing Director
Investment Director
Due Diligence Manager
Corporate Finance Manager
Audit Partner
Legal Counsel
Financial Analyst
Risk Manager
Compliance Manager
Operations Director
Business Development Manager
Strategy Consultant
M&A Advisor
Transaction Advisory Manager
Corporate Secretary
Find the exact document you need
Two Reference Letter
Two formal reference letters compliant with Hong Kong law, providing employment verification and performance assessment from previous employers.
Download
Non Solicitation Agreement Independent Contractor
A Hong Kong-governed agreement preventing independent contractors from soliciting company clients, employees, or business opportunities, while maintaining their contractor status.
Download
Employee Termination Letter For Theft
A Hong Kong-compliant termination letter for immediate dismissal of an employee due to theft, including incident details and final settlement terms.
Download
Confidentiality Agreement Letter
A Hong Kong-governed letter agreement establishing legally binding confidentiality obligations between parties, defining the handling and protection of confidential information.
Download
Confessed Judgment Promissory Note
A Hong Kong law-governed debt instrument combining a promissory note with a pre-authorized confession of judgment clause for expedited enforcement upon default.
Download
Medical Complaint Letter
A formal document used in Hong Kong's healthcare system to register and address medical grievances or concerns about healthcare services.
Download
Non Disclosure Agreement Between Two Companies
A Hong Kong law-governed Non-Disclosure Agreement for protecting confidential information exchanged between two companies.
Download
Simple Commercial Rental Agreement
A Hong Kong-governed agreement establishing basic terms and conditions for commercial property rental between landlord and tenant.
Download
Offering Memorandum (Real Estate)
A Hong Kong law-governed document detailing a real estate investment opportunity, including property specifications, investment terms, and regulatory disclosures.
Download
Simple Mutual NDA
A straightforward mutual confidentiality agreement governed by Hong Kong law, protecting both parties' confidential information during business discussions.
Download
Non Disclosure Agreement For (Manufacturing)
Hong Kong-governed Non-Disclosure Agreement specifically designed for protecting confidential information in manufacturing operations and processes.
Download
Confidentiality Agreement Between Employer And Employee
A Hong Kong law-governed agreement establishing confidentiality obligations between employer and employee, protecting business secrets and proprietary information.
Download
Vendor Buying Agreement
A Hong Kong law-governed agreement establishing terms and conditions for purchasing goods or services from vendors/suppliers.
Download
Employer Evaluation Form
A Hong Kong-compliant employee performance evaluation form for systematic assessment of work performance and competencies.
Download
Social Media Collaboration Agreement
Hong Kong-governed agreement establishing terms for social media collaboration between brands and content creators, including content rights, compensation, and compliance requirements.
Download
Corporate Meeting Minutes
Official record of corporate meeting proceedings and decisions in Hong Kong, compliant with Companies Ordinance requirements.
Download
Generic Liability Waiver
A Hong Kong law-governed waiver document that protects service providers from liability claims while ensuring fairness and compliance with local legislation.
Download
Non Disclosure Deed
A Hong Kong law-governed deed of confidentiality providing enhanced protection and enforceability for confidential information exchange.
Download
Supplier Balance Confirmation Letter For Audit Purpose
A Hong Kong-compliant audit confirmation letter requesting suppliers to verify account balances and transactions for external audit purposes.
Download
Confidential Meeting Agreement
A Hong Kong law-governed agreement protecting confidential information shared during specific meetings, incorporating local privacy and confidentiality regulations.
Download
International Commercial Invoice
A Hong Kong law-governed commercial document for international trade transactions, detailing sale terms, pricing, and shipping information for cross-border commerce.
Download
Confidentiality Agreement Between Two Companies
A Hong Kong law-governed confidentiality agreement protecting sensitive information exchanged between two companies, with comprehensive protection measures and enforcement mechanisms.
Download
Confidentiality Agreement For Clients
A Hong Kong law-governed confidentiality agreement protecting sensitive information shared between service providers and their clients, incorporating local legal requirements and business practices.
Download
Confidentiality Agreement For HR Employees
A Hong Kong-law governed confidentiality agreement specifically designed for HR employees, ensuring protection of sensitive employee and business information.
Download
Non Disclosure Agreement For Restaurant Employees
Hong Kong-compliant non-disclosure agreement for restaurant employees, protecting confidential information and trade secrets in the food service industry.
Download
NDA Between Two Companies
A Hong Kong law-governed Non-Disclosure Agreement for protecting confidential information exchanged between two companies.
Download
Non Liability Waiver
A Hong Kong law-governed document that establishes liability waivers and risk acknowledgments between parties, subject to Hong Kong's Control of Exemption Clauses Ordinance.
Download
Product Development Contract
A Hong Kong law-governed agreement establishing terms for product development services, including project scope, deliverables, and IP rights.
Download
NDA Outsourcing
Hong Kong-governed confidentiality agreement for outsourcing relationships, protecting sensitive information shared between service providers and recipients.
Download
Confidentiality Agreement Financial Information
Hong Kong law-governed confidentiality agreement for protecting sensitive financial information, incorporating local regulatory requirements and enforcement mechanisms.
Download
Confidentiality Letter
A Hong Kong law-governed confidentiality letter establishing legally binding obligations for protecting shared confidential information between parties.
Download
Cancellation Request Letter
A formal letter under Hong Kong law requesting the termination of a contract or service agreement, serving as official notice of cancellation.
Download
Unilateral Deed Of Absolute Sale
A Hong Kong law-governed unilateral deed that transfers absolute ownership of property from seller to buyer, meeting all local property transfer requirements.
Download
Technology License Agreement
A Hong Kong law-governed agreement establishing terms for technology licensing between a licensor and licensee, including usage rights, payments, and IP protection.
Download
Receptionist Evaluation Form
A Hong Kong-compliant performance evaluation form for receptionists, covering core competencies assessment and professional development planning.
Download
Non Disclosure Agreement For Suppliers
Hong Kong-law governed Non-Disclosure Agreement for protecting confidential information shared with suppliers, incorporating local legal requirements and business practices.
Download
Non Disclosure Agreement And Confidentiality Agreement
A Hong Kong law-governed agreement establishing mutual confidentiality obligations for protecting sensitive business and proprietary information between parties.
Download
Intellectual Property License Agreement
A Hong Kong law-governed agreement that sets out terms for licensing intellectual property rights between parties, including usage rights, obligations, and commercial terms.
Download
Employee Exit NDA
A Hong Kong-compliant confidentiality agreement for departing employees that protects company information and intellectual property post-employment.
Download
Employee Confidentiality And Non Disclosure Agreement
Hong Kong-governed agreement establishing employee confidentiality obligations and protecting company's confidential information during and post-employment.
Download
ұԾ’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; ұԾ’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)