Financial Markets and Insolvency (Settlement Finality) Regulations 1999: Primary legislation governing settlement finality in financial markets and providing protection against insolvency proceedings
Financial Collateral Arrangements (No. 2) Regulations 2003: Key legislation governing financial collateral arrangements, including security over securities and control agreements
Companies Act 2006: Primary legislation governing company law in the UK, particularly relevant sections relating to shares and securities
Financial Services and Markets Act 2000 (FSMA): Principal legislation for financial services regulation in the UK, including securities regulation
Uncertificated Securities Regulations 2001: Specific regulations governing the transfer and holding of uncertificated securities in the UK
Financial Services and Markets Act 2000 (Financial Promotion) Order 2005: Regulations governing the promotion and marketing of financial instruments including securities
CREST Regulations and Rules: Operational rules and regulations governing the CREST system, the UK's central securities depository
Central Securities Depositories Regulation (CSDR): Regulation governing central securities depositories and securities settlement in the UK
Retained EU Law - Securities Regulations: Post-Brexit retained EU regulations relating to securities and financial markets
Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019: Brexit-related amendments to financial markets and insolvency regulations
