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The Investment Consulting Agreement is essential for financial service providers operating in Switzerland who offer investment advice to clients. This document is specifically designed to comply with Swiss regulatory requirements, particularly the Federal Act on Financial Services (FinSA/FIDLEG) and related regulations. It is used when establishing a professional relationship between an investment consultant and their clients, whether private individuals, corporate entities, or institutional investors. The agreement covers crucial aspects such as service scope, fee structures, risk disclosures, and regulatory compliance measures. It's particularly important in the Swiss context due to the jurisdiction's strict financial regulations and its position as a global financial center. The document must address specific Swiss regulatory requirements including client classification, duty of disclosure, and documentation obligations.

1. Parties: Identification of the investment consultant and the client, including full legal names, addresses, and registration details

2. Background: Context of the agreement and brief description of the parties' intentions

3. Definitions: Key terms used throughout the agreement, including technical and regulatory terminology

4. Scope of Services: Detailed description of investment consulting services to be provided, including any limitations

5. Client Classification: Classification of the client according to FinSA categories (private, professional, or institutional)

6. Duties and Responsibilities: Specific obligations of both consultant and client, including information duties and cooperation requirements

7. Fees and Payment Terms: Compensation structure, payment schedule, and any additional costs or expenses

8. Conflicts of Interest: Disclosure and handling of potential conflicts of interest

9. Confidentiality: Obligations regarding confidential information and client data protection

10. Duration and Termination: Term of the agreement, renewal provisions, and termination conditions

11. Liability and Indemnification: Extent and limitations of consultant's liability and any indemnification provisions

12. Governing Law and Jurisdiction: Confirmation of Swiss law application and jurisdiction for disputes

13. Miscellaneous: Standard provisions including severability, entire agreement, and amendments