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This Mortgage Broker Contract is essential for establishing a clear and compliant professional relationship in the Dutch mortgage broking industry. It is designed to meet the requirements of the Dutch Financial Supervision Act (Wft) and related regulations, while providing a comprehensive framework for the provision of mortgage broking services. The document is typically used when a licensed mortgage broker begins an engagement with a new client, whether individual or corporate, and covers crucial aspects such as service scope, fees, regulatory compliance, data protection, and professional obligations. The contract ensures transparency and protection for both parties while maintaining compliance with Dutch financial services regulations, including AFM requirements and consumer protection laws.

1. Parties: Identification of the mortgage broker and the client, including registration details of the broker with the AFM

2. Background: Context of the agreement and brief description of the broker's services

3. Definitions: Key terms used throughout the agreement, including technical and regulatory terminology

4. Scope of Services: Detailed description of mortgage broking services to be provided, including advice, market research, and application support

5. Broker's Obligations: Key responsibilities and duties of the broker, including compliance with Wft requirements and duty of care

6. Client's Obligations: Client's responsibilities, including providing accurate information and necessary documentation

7. Fees and Payment Terms: Clear structure of broker's fees, payment schedule, and terms

8. Data Protection and Privacy: Compliance with GDPR/AVG requirements and handling of personal data

9. Confidentiality: Provisions regarding confidential information handling and professional secrecy

10. Duration and Termination: Term of the agreement and conditions for termination

11. Liability and Indemnification: Extent and limitations of broker's liability and professional indemnity

12. Complaints Procedure: Process for handling client complaints as required by Dutch financial regulations

13. Governing Law and Jurisdiction: Application of Dutch law and jurisdiction for disputes