Document background
The Financial Investment Agreement serves as the primary contractual framework for investment management relationships in the Netherlands. It is essential for establishing professional investment services, whether for institutional, professional, or retail clients, and must comply with the Dutch Financial Supervision Act (Wft) and European regulations such as MiFID II. This document is typically used when an investment manager or financial institution takes on the responsibility of managing client assets, requiring careful consideration of investment objectives, risk profiles, and regulatory requirements. The agreement addresses crucial elements including investment mandate, fee structures, risk disclosures, reporting obligations, and investor protections, while ensuring compliance with Dutch financial regulations and EU directives. It's particularly important for establishing clear accountability and governance structures in investment relationships, incorporating necessary regulatory safeguards and operational procedures.
