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Call Option Contract Template for Netherlands

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Key Requirements PROMPT example:

Call Option Contract

"I need a Call Option Contract under Dutch law for the purchase of 10,000 shares in ABC Tech B.V., exercisable in two tranches by March 2025 and September 2025, with an exercise price of €50 per share, including standard anti-dilution provisions."

Document background
The Call Option Contract is a fundamental instrument in financial and corporate transactions under Dutch law, providing flexibility and risk management opportunities for businesses and investors. This document is typically used when parties wish to establish a right to purchase specific assets in the future, whether for strategic investment, corporate restructuring, or risk hedging purposes. The contract must comply with the Dutch Civil Code and, where applicable, the Dutch Financial Supervision Act (Wet op het financieel toezicht). It contains detailed provisions on the option terms, exercise mechanisms, and settlement procedures, tailored to meet specific transaction requirements while ensuring compliance with Dutch and EU regulatory frameworks. The Call Option Contract is particularly valuable in scenarios involving corporate acquisitions, employee incentive schemes, or strategic business arrangements where future purchase rights need to be secured with legal certainty.
Suggested Sections

1. Parties: Identification of the option grantor and the option holder

2. Background: Context of the option agreement and relationship between parties

3. Definitions: Definitions of key terms used throughout the agreement

4. Grant of Option: Core terms of the option grant, including type and number of underlying assets

5. Option Price: Details of any premium payable for the option

6. Exercise Price: Specification of the price at which the option can be exercised

7. Exercise Period: Duration of the option and any specific exercise windows

8. Exercise Procedure: Detailed process for exercising the option

9. Settlement: Mechanics and timing of settlement upon exercise

10. Representations and Warranties: Standard representations by both parties

11. Adjustments: Provisions for adjusting option terms due to corporate actions

12. Transferability: Rules regarding transfer of the option rights

13. Termination: Circumstances under which the option may be terminated

14. Governing Law and Jurisdiction: Specification of Dutch law as governing law and jurisdiction

Optional Sections

1. Regulatory Compliance: Required when the option involves listed securities or regulated entities

2. Multiple Tranches: Used when the option is exercisable in multiple portions

3. Tag-Along Rights: Included when option exercise may trigger rights for other shareholders

4. Drag-Along Rights: Included when majority shareholders need to force option exercise

5. Non-Competition: Added when option holder should be restricted from competing activities

6. Confidentiality: Required when sensitive information is shared during the option period

7. Tax Provisions: Specific tax treatment and obligations, if relevant

Suggested Schedules

1. Schedule 1 - Underlying Asset Details: Detailed description of the assets subject to the option

2. Schedule 2 - Form of Exercise Notice: Template notice for exercising the option

3. Schedule 3 - Calculation Methods: Detailed methodology for calculating adjustments or valuations

4. Schedule 4 - Required Regulatory Approvals: List of necessary regulatory approvals or filings

5. Appendix A - Corporate Authorizations: Copies of relevant corporate approvals for the option grant

6. Appendix B - Existing Encumbrances: List of any existing claims or restrictions on the underlying assets

Authors

Alex Denne

Head of Growth (Open Source Law) @ ¶¶Òõ¶ÌÊÓÆµ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions


































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Relevant Industries

Financial Services

Investment Banking

Private Equity

Corporate Finance

Real Estate

Technology

Manufacturing

Energy

Commodities Trading

Professional Services

Relevant Teams

Legal

Finance

Treasury

Corporate Development

Risk Management

Compliance

Investment

Mergers & Acquisitions

Corporate Finance

Business Development

Relevant Roles

Chief Financial Officer

Legal Counsel

Investment Manager

Corporate Finance Director

Treasury Manager

Risk Manager

Compliance Officer

Investment Banker

Private Equity Manager

Corporate Development Director

General Counsel

Financial Controller

Business Development Director

Portfolio Manager

Structured Finance Manager

Industries






Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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