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The Financial Advisor Independent Contractor Agreement is essential for financial services companies in Hong Kong engaging professional advisors on an independent contractor basis. This document is used when a company needs to establish a clear non-employment relationship with financial advisors while ensuring compliance with Hong Kong's regulatory requirements, particularly those set by the Securities and Futures Commission (SFC). The agreement covers crucial aspects such as licensing requirements, compliance obligations, compensation structures, client relationship management, and data protection protocols. It's particularly relevant in situations where advisors maintain significant autonomy while representing the company's interests and adhering to its policies and procedures. The document must align with Hong Kong's legal framework, including securities regulations, data privacy laws, and anti-money laundering requirements.

1. Parties: Identifies the contracting parties - the company and the independent financial advisor

2. Background: Explains the context of the agreement and the parties' intentions

3. Definitions: Defines key terms used throughout the agreement

4. Appointment and Scope of Services: Details the engagement terms and specific services to be provided

5. Independent Contractor Status: Clearly establishes the relationship as independent contractor, not employment

6. Regulatory Compliance: Outlines compliance requirements with SFC regulations and other applicable laws

7. Compensation and Payment Terms: Details fee structure, payment schedule, and commission arrangements

8. Term and Termination: Specifies contract duration and termination conditions

9. Confidentiality: Addresses handling of confidential information and client data

10. Intellectual Property: Covers ownership and use of intellectual property

11. Non-Competition and Non-Solicitation: Restricts competitive activities and client solicitation

12. Representations and Warranties: States parties' representations regarding qualifications and compliance

13. Indemnification: Outlines mutual indemnification obligations

14. Insurance: Specifies required insurance coverage

15. General Provisions: Includes standard boilerplate clauses

16. Governing Law and Jurisdiction: Specifies Hong Kong law and jurisdiction