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Financial Non Disclosure Agreement Template for England and Wales

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Key Requirements PROMPT example:

Financial Non Disclosure Agreement

"I need a Financial Non Disclosure Agreement to protect confidential trading strategies and investment data that we'll be sharing with a potential investor during due diligence, starting from March 2025, with specific provisions for cross-border data transfers between UK and US entities."

Document background
Financial Non-Disclosure Agreements are essential documents used when parties need to share sensitive financial information during business transactions, due diligence processes, or professional engagements. This agreement, governed by English and Welsh law, provides legal protection for confidential financial data, including trading strategies, investment information, customer data, and other proprietary information. It ensures compliance with UK financial regulations, data protection laws, and establishes clear obligations and remedies for breach of confidentiality.
Suggested Sections

1. Parties: Identification and details of the disclosing and receiving parties

2. Background: Context of the agreement and purpose of sharing confidential information

3. Definitions: Key terms including 'Confidential Information', 'Permitted Purpose', 'Representatives'

4. Confidentiality Obligations: Core obligations regarding use and protection of confidential information

5. Permitted Disclosures: Circumstances under which confidential information may be shared

6. Return or Destruction of Information: Procedures for handling confidential information after agreement termination

7. Term and Survival: Duration of agreement and surviving obligations

Optional Sections

1. Inside Information Provisions: Additional provisions required when dealing with listed companies or regulated markets - used when sharing price-sensitive information

2. Data Protection Compliance: Specific provisions for personal data handling - used when personal data is included in confidential information

3. International Transfer Provisions: Rules for cross-border information sharing - used when parties are in different jurisdictions

Suggested Schedules

1. Schedule 1: Specified Purpose: Detailed description of the permitted purpose for information sharing

2. Schedule 2: Information Categories: Specific categories of confidential information covered

3. Schedule 3: Security Measures: Required security protocols for handling confidential information

Authors

Alex Denne

Head of Growth (Open Source Law) @ ¶¶Òõ¶ÌÊÓÆµ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions






























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Relevant Industries
Relevant Teams
Relevant Roles
Industries

Data Protection Act 2018 and UK GDPR: Primary legislation governing the handling of personal and financial data, including data processing requirements, storage regulations, and data subject rights

Financial Services and Markets Act 2000: Fundamental legislation establishing the regulatory framework for financial services and handling of financial information in the UK

Trade Secrets Regulations 2018: Legislation protecting confidential business information and defining trade secrets under UK law

Contract Law Principles: Common law fundamentals including consideration, intention to create legal relations, capacity to contract, and offer and acceptance

Equitable Principles of Confidentiality: Common law principles governing breach of confidence and duty of confidentiality

Companies Act 2006: Legislation governing director's duties and corporate disclosure requirements

Financial Services Act 2012: Regulatory framework for financial markets and information disclosure requirements

Market Abuse Regulation (UK MAR): Regulations governing inside information and prevention of market manipulation in financial markets

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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