The Security Lending Agreement serves as the primary contractual framework for securities lending transactions in the German market, enabling financial institutions to facilitate temporary transfers of securities while maintaining proper risk management and regulatory compliance. This document is essential when parties wish to engage in securities lending activities under German jurisdiction, incorporating specific requirements of German banking law, securities regulations, and EU directives. The agreement covers crucial aspects including collateral management, custody arrangements, corporate actions, and default procedures, while ensuring compliance with the German Safe Custody Act (Depotgesetz) and Securities Trading Act (WpHG). It's particularly relevant for institutions seeking to generate additional revenue from their securities holdings or those requiring securities for trading strategies, settlement coverage, or regulatory requirements.
Your data doesn't train Genie's AI
You keep IP ownership of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let Ƶ's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
1. Parties: Identification of the lender and borrower, including their legal status and registered addresses
2. Background: Context of the agreement and brief description of the parties' intentions
3. Definitions and Interpretation: Detailed definitions of terms used throughout the agreement and interpretation rules
4. Loans of Securities: Core provisions governing the lending and borrowing of securities, including loan procedures and requirements
5. Delivery and Redelivery: Procedures and obligations for the delivery and return of borrowed securities
6. Collateral: Requirements for posting, maintaining, and returning collateral, including eligible collateral types
7. Mark to Market: Procedures for daily valuation of loaned securities and collateral, including margin calls
8. Income and Corporate Actions: Treatment of dividends, interest, and other corporate actions affecting borrowed securities
9. Tax: Tax obligations and procedures, including withholding tax considerations
10. Events of Default: Definition of default events and consequences
11. Close-out and Set-off: Procedures for termination and netting of obligations
12. Representations and Warranties: Standard legal declarations by both parties
13. Governing Law and Jurisdiction: Specification of German law as governing law and jurisdiction provisions
1. Agency Lending: Additional provisions when lending is conducted through an agent
2. Custody Arrangements: Specific provisions when a third-party custodian is involved
3. Automated Trading Systems: Provisions for electronic trading and settlement systems
4. Triparty Arrangements: Provisions when using triparty collateral management services
5. Special Custody Requirements: Additional custody provisions required under German Safe Custody Act
6. SFTR Reporting: Specific provisions for compliance with SFTR reporting requirements
1. Schedule 1 - Eligible Securities: List of securities eligible for lending under the agreement
2. Schedule 2 - Eligible Collateral: Types of acceptable collateral and associated haircuts
3. Schedule 3 - Operating Procedures: Detailed procedures for loans, recalls, and corporate actions
4. Schedule 4 - Form of Loan Confirmation: Standard form for confirming individual lending transactions
5. Schedule 5 - Tax Documentation: Required tax forms and procedures
6. Schedule 6 - Contact Details: Contact information for notices and operational matters
7. Appendix A - Fee Schedule: Lending fees, rebate rates, and other applicable charges
8. Appendix B - Systems and Security: Technical requirements and security protocols for electronic trading
Relevant legal definitions
Clauses
Relevant Industries
Banking
Investment Management
Asset Management
Securities Trading
Pension Funds
Insurance
Hedge Funds
Financial Services
Brokerage Services
Investment Banking
Relevant Teams
Legal
Compliance
Risk Management
Securities Operations
Trading
Treasury
Portfolio Management
Documentation
Regulatory Reporting
Custody Operations
Collateral Management
Settlement
Relevant Roles
Legal Counsel
Securities Lending Manager
Risk Manager
Compliance Officer
Trading Operations Manager
Collateral Manager
Securities Operations Officer
Treasury Manager
Portfolio Manager
Investment Officer
Settlement Officer
Documentation Specialist
Regulatory Reporting Manager
Custody Operations Manager
Find the exact document you need
Security Interest Contract
A German law-governed agreement establishing security interests over assets to secure specified obligations, structured in accordance with German civil law requirements.
Download
Real Estate Security Agreement
A German law security agreement creating a property-based collateral (Grundschuld/Hypothek) to secure financial obligations, requiring notarization and land register registration.
Download
Security Agreement For Promissory Note
A German law-governed agreement creating security over a promissory note, establishing the secured party's rights and the security provider's obligations.
Download
Personal Property Security Agreement
A German law-governed agreement creating security interests over personal property, establishing rights and obligations between secured party and grantor.
Download
Data Privacy Contract
A German law-governed Data Privacy Contract establishing GDPR and BDSG-compliant terms for personal data processing between parties.
Download
Model Intercreditor Agreement
German law-governed agreement establishing priorities and relationships between different classes of creditors, including payment waterfalls and enforcement rights.
Download
Note And Security Agreement
A German law-governed agreement combining a promissory note with security arrangements, documenting loan terms and collateral provisions.
Download
Consumer Security Agreement
A German law-governed agreement establishing security interests over consumer assets as collateral, incorporating mandatory consumer protection provisions under German and EU law.
Download
Collateral Control Agreement
A German law agreement establishing the framework for third-party control and monitoring of collateral assets in secured financing arrangements.
Download
Membership Interest Pledge Agreement
A German law agreement establishing a pledge over membership interests in a company as security for financial or other obligations.
Download
Membership Interest Agreement
German law agreement governing the transfer or issuance of membership interests in a GmbH, outlining terms, conditions, and party obligations.
Download
Lease Security Agreement
A German law agreement governing rental security deposits (Mietkaution), specifying deposit terms and management in compliance with BGB requirements.
Download
Account Control Agreement Collateral
German law-governed tripartite agreement establishing control over bank accounts as collateral security, setting out rights and obligations of account holder, secured party, and account bank.
Download
Retail Installment Contract And Security Agreement
A German law retail contract combining product sale, installment financing, and security interest provisions, compliant with German consumer protection regulations.
Download
Personal Loan Contract With Collateral
German law-governed personal loan agreement with security interests, incorporating consumer protection provisions and collateral arrangements under the BGB.
Download
Shareholder Agreement Transfer Of Shares
A German law-governed agreement documenting the transfer of shares between shareholders, requiring notarization and compliance with German corporate law requirements.
Download
Third Party Collateral Agreement
A German law-governed agreement establishing third-party security interests to secure a principal debtor's obligations, structured under German civil and financial regulations.
Download
Security Control Agreement
A German law-governed agreement establishing security control measures and compliance requirements for organizational security management.
Download
Key Holding Agreement
A German law-governed agreement establishing terms for professional key holding services, including security protocols and liability provisions.
Download
Reinsurance Security Agreement
A German law-governed agreement establishing security arrangements between reinsurer and cedent, detailing collateral requirements and enforcement mechanisms under German jurisdiction.
Download
Debenture Subscription Agreement
A German law-governed agreement setting out terms for subscription to debentures, including issuance terms, rights, and obligations of the issuer and subscriber.
Download
Title Transfer Collateral Agreement
German law agreement for transferring financial collateral between parties, structured under German civil law and EU regulations.
Download
Third Party Pledge Agreement
German law security agreement where a third party pledges assets to secure another party's obligations.
Download
Commercial Security Agreement
A German law-governed agreement establishing security interests over assets, detailing rights, obligations, and enforcement mechanisms in accordance with German civil and commercial law.
Download
Stock Pledge Agreement
A German law agreement creating a security interest over shares through a pledge (Pfandrecht), detailing creation, perfection, and enforcement arrangements.
Download
Collateral Security Agreement
German law-governed security agreement establishing security interests over specified collateral, compliant with BGB requirements and German security interest regulations.
Download
Receivables Pledge Agreement
A German law security agreement creating a pledge over receivables to secure financial obligations.
Download
Personal Data Protection Agreement
A German law-governed Personal Data Protection Agreement ensuring GDPR and BDSG compliance for personal data processing activities.
Download
Master Security Agreement
A German law-governed framework agreement establishing security interests over assets to secure financial obligations, compliant with German civil and commercial law requirements.
Download
Promissory Note And Security Agreement
A German law document combining a promise to pay with security provisions, establishing both debt obligations and collateral arrangements under German civil law.
Download
Collateral Access Agreement
A German law agreement governing the terms of custodial holding and access to collateral assets between financial institutions.
Download
Convertible Note Agreement
A German law-governed agreement establishing terms for a debt investment that can convert to equity, combining German corporate law compliance with international investment standards.
Download
Third Party Security Agreement
A German law-governed agreement where a third party provides security for another entity's obligations, structured in accordance with German civil law requirements.
Download
Pledge And Security Agreement
A German law security document creating pledges over specified assets to secure obligations, complying with BGB requirements for valid security interests.
Download
Security Purchase Agreement
A German law-governed agreement for the sale and purchase of securities, detailing transfer terms and regulatory compliance requirements.
Download
Master Repurchase Agreement
A German law-governed master agreement for repurchase transactions between financial institutions, setting out terms for securities sale and repurchase arrangements.
Download
Cross Collateral Agreement
A German law-governed agreement establishing cross-collateralization arrangements where multiple security interests secure various obligations, compliant with German banking and security regulations.
Download
Asset Pledge Agreement
A German law security document creating a pledge over specified assets in favor of a creditor, establishing security rights under the German Civil Code.
Download
Warrant Purchase Agreement
A German law-governed agreement setting out terms for the issuance and purchase of warrants, including exercise rights and regulatory compliance requirements.
Download
Pledge Of Shares Agreement
A German law security document creating a pledge over shares in favor of a creditor as collateral for specified obligations.
Download
ұԾ’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; ұԾ’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)