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The Client Risk Assessment Form is a critical compliance document required by German financial regulations for evaluating and documenting client risk profiles. It is primarily used when onboarding new clients or updating existing client profiles in financial institutions operating under German jurisdiction. The form incorporates requirements from multiple regulatory frameworks including the German Banking Act (KWG), Anti-Money Laundering Act (GwG), and European GDPR regulations. It captures essential information about client's financial status, investment experience, risk tolerance, and potential risk factors, while ensuring proper documentation for regulatory oversight. The assessment helps financial institutions make informed decisions about client relationships and suitable product offerings while maintaining compliance with German and EU financial regulations.

1. Client Information: Basic identification details including name, address, date of birth, and contact information as required by GwG and GDPR

2. Data Protection Notice: GDPR-compliant declaration about data collection, processing, and client rights

3. Financial Profile: Client's financial situation, including income, assets, liabilities, and source of funds

4. Investment Experience: Client's knowledge and experience in financial markets and different investment products

5. Risk Tolerance Assessment: Evaluation of client's risk appetite and capacity to bear losses

6. AML Risk Factors: Assessment of money laundering and terrorist financing risks as per GwG requirements

7. Client Classification: Classification of client according to MiFID II categories (retail, professional, eligible counterparty)

8. Declaration and Signatures: Client confirmation of information accuracy and acknowledgment of risk assessment results