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Stock Pledge Agreement

Stock Pledge Agreement Template for United Arab Emirates

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Key Requirements PROMPT example:

Stock Pledge Agreement

"I need a Stock Pledge Agreement under UAE law for pledging 30% shareholding in a private limited company as security for a commercial loan facility of AED 10 million, with the pledge to be effective from March 1, 2025."

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Document background
The Stock Pledge Agreement is a crucial security document used in the United Arab Emirates when shareholders need to pledge their shares as collateral for financial obligations. This document, governed by UAE Federal Law No. 32 of 2021 and related regulations, is commonly used in corporate financing, loan transactions, and business acquisitions. The agreement details the pledge arrangement, including share identification, secured obligations, voting rights, dividend arrangements, and enforcement mechanisms. It requires registration with relevant authorities and must comply with UAE Commercial Companies Law and, where applicable, Securities and Commodities Authority regulations for listed companies. The document is essential for both UAE mainland and free zone companies when shares are used as security.
Suggested Sections

1. Parties: Identification of the Pledgor(s) and Pledgee(s), including full legal names and addresses

2. Background: Context of the pledge arrangement, reference to underlying obligations, and brief description of the shares being pledged

3. Definitions and Interpretation: Definitions of key terms used in the agreement and rules of interpretation

4. Pledge and Security Interest: Core provisions creating the pledge over the shares, including description of pledged shares and secured obligations

5. Perfection and Registration: Requirements and procedures for registering the pledge with relevant authorities and the company

6. Representations and Warranties: Pledgor's declarations regarding ownership, authority, and absence of encumbrances on the shares

7. Covenants: Ongoing obligations of the Pledgor regarding the pledged shares

8. Voting Rights and Dividends: Provisions governing exercise of voting rights and receipt of dividends during the pledge period

9. Events of Default: Circumstances constituting default under the agreement

10. Enforcement: Rights and procedures for enforcing the pledge upon default

11. Term and Release: Duration of the pledge and conditions for its release

12. Notices: Communication procedures between parties

13. Governing Law and Jurisdiction: Specification of UAE law as governing law and jurisdiction for disputes

14. General Provisions: Standard boilerplate provisions including amendments, assignments, and severability

Optional Sections

1. Multiple Pledgors: Additional provisions when there are multiple share pledgors, including joint and several liability

2. Security Agent: Provisions for appointment and authority of security agent when there are multiple pledgees

3. Further Assurance: Additional undertakings to perfect or protect the security interest, particularly relevant for complex share structures

4. Power of Attorney: Specific powers granted to the pledgee, particularly relevant for enforcement scenarios

5. Share Transfer Restrictions: Additional provisions dealing with pre-emptive rights or transfer restrictions in the company's articles

6. Regulatory Compliance: Special provisions for compliance with SCA regulations when dealing with listed companies

7. Digital Documentation: Provisions for electronic execution and maintenance of pledge records when relevant

Suggested Schedules

1. Schedule 1 - Details of Pledged Shares: Detailed description of pledged shares including share certificate numbers, class of shares, and percentage of shareholding

2. Schedule 2 - Form of Notice to Company: Template notice to be sent to the company regarding the creation of the pledge

3. Schedule 3 - Form of Acknowledgment: Template acknowledgment to be obtained from the company

4. Schedule 4 - Secured Obligations: Detailed description of the obligations secured by the pledge

5. Schedule 5 - Registration Requirements: List of required registrations and filings with various authorities

6. Appendix A - Board Resolution: Form of board resolution approving the pledge (if required)

7. Appendix B - Share Certificates: Copies of relevant share certificates

8. Appendix C - Powers of Attorney: Forms of powers of attorney for pledge enforcement

Authors

Alex Denne

Head of Growth (Open Source Law) @ ¶¶Òõ¶ÌÊÓƵ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

alex.den.21@genieai.co
Relevant legal definitions

































Clauses




























Relevant Industries

Banking and Financial Services

Investment and Private Equity

Corporate Services

Real Estate and Construction

Manufacturing

Trading and Distribution

Technology and Telecommunications

Professional Services

Healthcare

Energy and Resources

Relevant Teams

Legal

Finance

Corporate Secretarial

Compliance

Risk Management

Corporate Finance

Investment

Board of Directors

Executive Management

Relevant Roles

General Counsel

Legal Director

Corporate Lawyer

Finance Director

Chief Financial Officer

Company Secretary

Compliance Officer

Corporate Finance Manager

Investment Manager

Security Trustee

Transaction Manager

Risk Manager

Legal Manager

Board Director

Industries






Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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