Financial Services and Markets Act 2000: Primary legislation governing financial services regulation in the UK, including requirements for financial promotions and regulated activities
Companies Act 2006: Core company law legislation that governs company formation, management, administration and fundamental changes to company structure
Financial Services Act 2012: Legislative framework that amended FSMA 2000 and established the current UK financial regulatory structure including the FCA and PRA
Market Abuse Regulation (MAR): Retained EU law dealing with market abuse, insider dealing, and market manipulation requirements
FCA Handbook - Listing Rules: Regulatory requirements for companies listed or seeking to list securities on the UK regulated market
FCA Handbook - Disclosure Guidance and Transparency Rules: Requirements for disclosure of information by listed companies and transparency in financial markets
FCA Handbook - Prospectus Regulation Rules: Rules governing the content, format, approval and publication of prospectuses and related documents
FCA Handbook - Market Conduct sourcebook: Detailed guidance on market conduct, including specific provisions relating to market abuse
The City Code on Takeovers and Mergers: Key regulation governing takeovers and mergers of UK public companies, administered by the Takeover Panel
Rules of the London Stock Exchange: Trading rules and requirements for securities listed on the London Stock Exchange
Money Laundering Regulations 2017: Regulations requiring due diligence and prevention of money laundering in financial transactions
Competition Law: Legal framework ensuring fair competition and preventing anti-competitive practices in business transactions
UK GDPR: Data protection legislation governing the processing and handling of personal data in the UK
