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How is Rules and Regulations defined in a legal contract?

• Rules and Regulations means the guidelines and directives enforced by the Commission. Seen in 1,000 SEC filings
• Rules and Regulations means the set of directives established by the Commission under a specific Act. Seen in 180 SEC filings
• Rules and Regulations means the collective regulatory measures imposed by a certain Act. Seen in 132 SEC filings
• Rules and Regulations means the established practices that a company must adhere to when providing a service. Seen in 98 SEC filings
• Rules and Regulations means directives enforced by the Commission under the Securities Act or the Exchange Act, as applicable. Seen in 58 SEC filings
• Rules and Regulations means the regulations enforced by the SEC. Seen in 55 SEC filings

Note: pulled this data out of the SEC EDGAR Database of 500,000 records from the past 22 years of filings. We regularly update this page as new filings and definitions come in.

yourself to verify these results. We are always keen to point people to source documents.

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Which definition should you use?

🤔 has combined and improved the above descriptions to create market-standard 'Genie definitions' below, with guidance on which documents and which industry to use for each.

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Genie Definition 1

• Rules and Regulations means the guidelines and directives implemented by [insert governing body].

Relevant Contract Types

• Employment Contracts
• Licensing Agreements
• Partnership Agreements
• Non-disclosure Agreements

Relevant Circumstances

• Formalising legal obligations between parties.
• Explaining standards or guidelines that must be followed.
• Regulatory compliance.

Relevant Sectors

• Human Resources
• Legal Services
• Software and Technology

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Genie Definition 2

• Rules and Regulations means the practices [insert organization] follows when delivering a service.

Relevant Contract Types

• Service Agreements
• Consultancy Agreements

Relevant Circumstances

• Contracts involving provision of services.
• Agreements that formalize the standard of service expected.

Relevant Sectors

• Professional Services
• Consulting
• Information Technology

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